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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Gooley is a financial advisor with Cetera Investment Advisers LLC in the St Paul, MN area. Adam has been in the financial industry since December 2014. Adam has a Series 66 license, a Series 7 license and a Series 52 license. Adam specializes in working with high net worth individuals, pension and profit sharing plans, corporations, and other businesses. Adam has worked with Securian Financial Services, Inc. and CRI Securities, LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
09/01/2023 - Present
Cetera Investment Advisers LLC (ST PAUL MN)
MN
07/21/2015 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
MN
08/28/2015 - 11/08/2021
CRI SECURITIES, LLC (ST PAUL MN)
MN
09/16/2014 - 04/30/2015
AXA ADVISORS, LLC (MINNEAPOLIS MN)
BOTH
Issued 11/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/12/2016
Series 4 - Registered Options Principal Examination
BC
Issued 1/9/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/13/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 9/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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