Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Compton is a financial advisor with over 20 years of experience in the industry. Adam has worked for various well-known firms, including Morgan Stanley and Keefe, Bruyette & Woods, Inc. Adam currently works as a financial advisor at Rockefeller Financial LLC. Adam has a wide range of experience in advising individuals, businesses, and institutions on a variety of financial matters. Adam is registered to provide financial advice in all 50 states, as well as the District of Columbia. Adam provides financial planning, portfolio management, and other advisory services to a wide range of clients. Adam is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
01/10/2020 - Present
Rockefeller Financial LLC (ATLANTA GA)
GA
10/25/2018 - 01/14/2020
MORGAN STANLEY (ATLANTA GA)
NY
01/23/2002 - 03/31/2003
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
03/23/2000 - 01/23/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/01/1997 - 03/17/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
11/07/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
10/20/1995 - 02/29/1996
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 11/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2002
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
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