Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Lindenmuth is a financial professional registered with Capital One Securities, Inc.. Adam holds the Series 79, SIE, and Series 63 licenses. Adam has been in the financial services industry since 2016. Prior to joining Capital One Securities, Inc., Adam worked at SG Americas Securities, LLC. Adam is currently registered in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/04/2019 - Present
Capital ONE Securities, Inc. (New York NY)
TX
05/26/2016 - 07/05/2019
SG AMERICAS SECURITIES, LLC (DALLAS TX)
BC
Issued 04/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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