Unclaimed
Adam Daniel Raucher is a registered representative with Houlihan Lokey Capital, Inc. in New York, NY. Adam has been in the securities industry since April 15, 2008. Adam is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/18/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
04/15/2008 - 09/01/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 05/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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