Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Daniel Evans is a financial professional with over 15 years of experience in the industry. Adam has held various positions at leading financial institutions including TD Ameritrade, Inc. and Thinkorswim, Inc. currently working at Charles Schwab & Co., Inc. Adam is a registered representative and holds several industry licenses including Series 3, 4, 6, 7, 24, 34, and 63. Adam has demonstrated expertise in a variety of financial products and services, including investment company products, variable contracts, options, futures, and securities. Adam offers financial planning and advisory services to clients, including selection of other advisers and wrap fee program sponsorship.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MD
08/11/2022 - Present
Charles Schwab & CO., Inc. (Towson MD)
IL
02/14/2017 - 07/29/2024
TD AMERITRADE, INC. (CHICAGO IL)
IL
05/26/2010 - 02/06/2017
TD AMERITRADE, INC. (CHICAGO IL)
IL
04/16/2009 - 05/26/2010
THINKORSWIM, INC. (CHICAGO IL)
BC
Issued 06/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 02/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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