Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Dobson is a financial professional with over six years of experience in the industry. Adam is currently registered with ADP Broker-Dealer, Inc. Previously, Adam was registered with VALIC FINANCIAL ADVISORS, INC., and ADP Broker-Dealer, Inc. Adam holds licenses including Series 7TO, Series 6, Series 63 and Series 26, as well as a SIE designation. Adam is registered to provide financial advice in 52 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/30/2021 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
PA
10/13/2020 - 03/12/2021
VALIC FINANCIAL ADVISORS, INC. (PITTSBURGH PA)
PA
06/21/2014 - 09/10/2020
ADP BROKER-DEALER, INC. (Allentown PA)
IA
Issued 11/06/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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