Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Nicolopoulos is a financial professional with over 15 years of experience in the industry. Adam is currently registered with MCP Securities, LLC and is licensed in California and New York. Previously, Adam was with StonePine Advisors, LLC in Denver, Colorado, FAP USA, L.P. in Kentfield, California and Mercury Securities, LLC in Novato, California. Adam holds the Series 7, Series 63, Series 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/21/2021 - Present
MCP Securities, LLC (Port Washington NY)
CO
04/14/2017 - 01/13/2021
STONEPINE ADVISORS, LLC (DENVER CO)
CO
03/12/2015 - 04/11/2017
STONEPINE ADVISORS, LLC (DENVER CO)
CA
10/04/2012 - 08/06/2013
FAP USA, L.P. (KENTFIELD CA)
CA
02/02/2011 - 10/12/2012
MERCURY SECURITIES, LLC (NOVATO CA)
GA
03/10/2009 - 01/06/2011
TERMINUS SECURITIES, LLC (ATLANTA GA)
CA
01/16/2006 - 04/25/2007
UBS SECURITIES LLC (SAN FRANCISCO CA)
NJ
03/31/2005 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 08/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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