Unclaimed
Adam Gonzales is a financial advisor with ADP Broker-Dealer, Inc., who is registered in California. Adam has passed the Series 63, Series 6TO, and SIE exams. Adam has been working in the securities industry since 2022. Adam was previously registered with Paychex Securities Corporation in Rochester, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/11/2024 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NY
08/31/2022 - 02/28/2023
PAYCHEX SECURITIES CORPORATION (ROCHESTER NY)
BC
Issued 11/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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