Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Cote is a financial advisor with over 10 years of experience in the financial services industry. Adam is currently registered with Nylife Securities LLC and is licensed to provide financial advice in Connecticut, Maine, Massachusetts, New Hampshire and Rhode Island. Adam holds the Series 6, 7, 63, 7TO and SIE licenses. Adam has a strong background in providing investment advice and financial planning services to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/31/2023 - Present
Nylife Securities LLC (JOHNSTON RI)
MA
02/16/2018 - 05/20/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (Fall River MA)
RI
04/03/2017 - 02/01/2018
LPL FINANCIAL LLC (WARWICK RI)
RI
09/08/2015 - 12/22/2016
MML INVESTORS SERVICES, LLC (WARWICK RI)
RI
05/12/2008 - 09/02/2015
NYLIFE SECURITIES LLC (PROVIDENCE RI)
BC
Issued 08/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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