Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Cohen is a financial professional with experience in the securities industry. Adam has passed the Series 63, Series 79TO and the SIE exams. Adam is currently registered with GT Securities, Inc. in California and was previously registered with B. Riley Securities, Inc. in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/22/2024 - Present
GT Securities, Inc. (LOS ANGELES CA)
CA
01/06/2021 - 10/24/2023
B. RILEY SECURITIES, INC. (Los Angeles CA)
BC
Issued 01/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Adam Cohen is the right advisor for you? Invested Better is here to help.
