Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Clarence Pozza is a financial professional with over 10 years of experience in the industry. Adam is currently registered with Scotia Capital (usa) Inc. and has previously worked with Citigroup Global Markets Inc. and FBR Capital Markets & Co.. Adam holds the Series 63, SIE and Series 79 licenses. Adam is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/08/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
06/04/2013 - 08/11/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/05/2012 - 06/21/2013
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
BC
Issued 12/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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