Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Christopher Thein is a financial advisor at Robert W. Baird & Co. Inc., a firm with over $287 billion in assets under management. Adam has been in the financial services industry since 2010 and holds a Series 7, Series 63 and Series 65 license. Adam specializes in a variety of financial planning needs for individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
07/27/2020 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
12/26/2014 - 07/30/2020
AMERIPRISE FINANCIAL SERVICES, LLC (THORNTON CO)
MN
05/12/2010 - 11/06/2014
AMERIPRISE FINANCIAL SERVICES, INC. (BURNSVILLE MN)
MN
12/10/2009 - 05/18/2010
AXA ADVISORS, LLC (MINNEAPOLIS MN)
IA
Issued 10/09/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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