Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Christopher Smith is a financial advisor with over 5 years of experience in the financial services industry. Adam holds licenses for securities offerings and investment banking. Adam is registered with KPMG Corporate Finance LLC in Baltimore, MD. Adam was previously registered with M&T Securities, Inc. in Baltimore, MD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
05/10/2021 - Present
Kpmg Corporate Finance LLC (BALTIMORE MD)
MD
02/06/2018 - 04/28/2021
M&T SECURITIES, INC. (Baltimore MD)
BC
Issued 07/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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