Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Christopher Nielsen is a financial advisor registered with Equitable Advisors, LLC. Adam is a Series 66, 65 and 63 licensed financial advisor with over 10 years of experience in the financial services industry. Adam holds the SIE, Series 7, 86, and 87 licenses. Adam specializes in providing financial planning and investment advice for individuals, businesses, and retirement plans. Adam also provides educational seminars and portfolio management services. Previously, Adam was employed by Goldman, Sachs & Co., RBC Capital Markets, LLC, Susquehanna Financial Group, LLLP and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/11/2022 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
10/28/2013 - 05/28/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/28/2011 - 10/18/2013
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/15/2011 - 05/19/2011
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
01/01/2010 - 02/10/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 01/17/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/04/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/20/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
F
FINRA
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