Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Lozano is a financial advisor with Capital Client Group, Inc. Adam has been in the industry since August 2014 and has worked for both USAA FINANCIAL ADVISORS, INC. and American Funds. Adam is a Series 66 and 63 licensed and has passed the Series 24, 7 and SIE exams. Adam has an active registration with the states of Indiana and Texas for both Broker-Dealer and Investment Advisor. Adam is located in San Antonio, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
10/05/2018 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
TX
03/29/2014 - 05/18/2018
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
BOTH
Issued 10/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2016
Series 24 - General Securities Principal Examination
BC
Issued 05/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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