Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Christopher Laaker is a financial professional with over 15 years of experience in the industry. Adam is currently registered with Fidelity Brokerage Services LLC. Adam's past experience includes roles with National Financial Services LLC. Adam holds the Series 7, 9, 10, 24, 63 and SIE licenses. Adam is registered in Kentucky, Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
08/27/2010 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/29/2009 - 08/06/2010
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
06/25/2007 - 12/12/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
BC
Issued 08/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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