Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Christopher Finley is a securities professional with over 100 days of experience in the industry. Adam is currently registered with Fidelity Brokerage Services LLC and is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Adam's expertise includes the General Securities Representative Examination (Series 7), Securities Industry Essentials Examination (SIE), and the Uniform Securities Agent State Law Examination (Series 63). Adam's commitment to providing exceptional service is evident in his extensive licensing and experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
09/29/2023 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 10/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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