Unclaimed
Adam Baur is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Adam is a registered investment advisor representative in Massachusetts and has been in the industry since 2006. Adam is a Series 6, 7, 26, 63 and 65 licensed individual. Adam has experience in various investment products and services, and provides financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
10/28/2010 - Present
Northwestern Mutual Investment Services, LLC (BOSTON MA)
IA
Issued 10/25/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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