Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Christopher Aranda is a financial advisor with Barclays Capital Inc.. Adam has over 17 years of experience in the financial services industry and holds a variety of licenses and certifications including Series 7, Series 52TO, Series 53, and Series 79. Adam is registered to conduct business in all 50 states and the District of Columbia. Adam previously worked at MORGAN STANLEY & CO. LLC, RBC CAPITAL MARKETS CORPORATION, and UBS SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/15/2024 - Present
Barclays Capital Inc. (SAN FRANCISCO CA)
CA
06/14/2010 - 04/26/2024
MORGAN STANLEY & CO. LLC (San Francisco CA)
CA
09/24/2007 - 04/15/2010
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
CA
05/08/2006 - 09/18/2007
UBS SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 04/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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