Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Hawley is a financial advisor with LPL Financial LLC. Adam has been in the industry since December 2008 and has a strong track record of success in helping clients achieve their financial goals. He is passionate about providing personalized advice and guidance to help clients make informed decisions about their financial future. Adam holds several licenses and certifications, including Series 6, 7, 24, 26, 63, and 66. He has also been active in the community, serving on the board of directors for several organizations. Adam is committed to providing exceptional service to his clients. Before joining LPL Financial LLC, Adam worked for Waddell & Reed, and American Family Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/24/2023 - Present
LPL Financial LLC (KANSAS CITY MO)
MO
01/17/2013 - 08/23/2018
WADDELL & REED (CREVE COEUR MO)
MO
12/21/2005 - 01/19/2010
AMERICAN FAMILY SECURITIES, LLC (KANSAS CITY MO)
BOTH
Issued 01/29/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2013
Series 24 - General Securities Principal Examination
BC
Issued 04/05/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Hawley is the right advisor for you? Invested Better is here to help.
