Unclaimed
Adam Glazer is a financial professional with over 15 years of experience in the financial services industry. Adam is currently registered with Clear Street LLC. Previously, Adam was registered with WELLS FARGO SECURITIES, LLC and GOLDMAN SACHS & CO. LLC. Adam holds a wide range of securities licenses, including Series 3, 7, 24, 55, 57TO, 63, and 99TO, demonstrating a breadth of knowledge and experience in the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2024 - Present
Clear Street LLC (NEW YORK NY)
NY
07/23/2018 - 09/29/2023
WELLS FARGO SECURITIES, LLC (New York NY)
NY
08/30/2007 - 08/01/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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