Unclaimed
Adam Eling is a securities professional with over 15 years of experience in the financial industry. Adam is currently registered with Apollo Global Securities, LLC in New York. Adam has also previously held positions with CREDIT SUISSE SECURITIES (USA) LLC. Adam is a Series 7, 86, 87, and 63 licensed professional. Adam is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/30/2014 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
09/20/2006 - 12/18/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/04/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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