Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Charles Cohen is a financial professional with over 10 years of experience in the industry. Adam has a strong background in investment banking and municipal securities. Adam is currently registered with Robert W. Baird & Co. Inc., where they have been employed since December 2014. Prior to this, they worked for RBC Capital Markets, LLC. Adam is a licensed representative in Texas and holds several industry licenses, including Series 7, 52, 50, 79, and 63. Adam is dedicated to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
12/23/2014 - Present
Robert W. Baird & Co. Inc. (Houston TX)
TX
07/11/2012 - 12/24/2014
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
BC
Issued 07/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/05/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/14/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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