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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Ward is a financial advisor with over 20 years of experience in the industry. Currently, Adam is with Oxford Financial Group, Ltd., a firm with a focus on providing investment advisory services to individuals, families, and businesses. Adam's previous experience includes roles at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, The Huntington Investment Company, and Natcity Investments, Inc. Adam is a Series 7, Series 63, Series 66, Series 9, and Series 10 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
07/29/2022 - Present
Oxford Financial Group, Ltd. (CARMEL IN)
IN
04/30/2021 - 06/06/2022
THE HUNTINGTON INVESTMENT COMPANY (CARMEL IN)
IN
01/18/2018 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CARMEL IN)
IN
10/28/2003 - 02/26/2009
NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)
TX
12/21/1999 - 09/18/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IN
09/10/1999 - 01/12/2000
CONSECO EQUITY SALES, INC. (CARMEL IN)
TX
08/26/1997 - 09/28/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 02/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
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