Unclaimed
Adam Rouse is a registered representative with T. Rowe Price Investment Services, Inc. Adam has been in the industry since October 1, 2008. Adam has a strong background in the financial industry. Adam holds the Series 3, SIE, Series 7, and Series 6 licenses. Adam is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 66 license, which qualifies Adam to provide investment advice in 53 states. Adam has experience with Schroder Fund Advisors LLC and Allianz Global Investors Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
01/01/2016 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
NY
08/09/2012 - 03/04/2014
SCHRODER FUND ADVISORS LLC (NEW YORK NY)
NY
11/22/2006 - 05/24/2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CT
07/07/2006 - 09/07/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RIDGEFIELD CT)
BOTH
Issued 12/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/22/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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