Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam C. Galaburda is a financial advisor with UBS Financial Services Inc., a firm with over 10,000 registered representatives and over 700 billion dollars in regulatory assets under management. Adam has been in the industry since 2002. Adam's registrations include Series 7, Series 31, Series 66, and the SIE. He holds a Series 66 license. Adam is registered to provide investment advice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
01/10/2013 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
PA
05/11/2004 - 02/09/2009
SANFORD C. BERNSTEIN & CO., LLC (PHILADELPHIA PA)
NY
08/29/2003 - 04/30/2004
FIRST LONG ISLAND INVESTORS, LLC (JERICHO NY)
NY
10/08/2001 - 02/10/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 11/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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