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Adam Burns Whitehead

Capital Client Group, Inc.

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About Adam Burns Whitehead

Adam Burns Whitehead is a financial professional with over 27 years of experience in the industry. Adam is currently registered with Capital Client Group, Inc. in Los Angeles, CA and has previously worked for firms like Fidelity Brokerage Services LLC and Lincoln Financial Distributors, Inc. Adam has a broad range of experience and holds licenses for Series 6, 7, 26, and 63. Adam is well-equipped to provide financial advice and guidance to clients, working to help individuals, businesses, and institutions achieve their financial goals.

Firm Information

Adam Whitehead is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Adam Whitehead’s Registration & Firm History

CA

03/06/2012 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

RI

01/03/2012 - 02/16/2012

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

04/07/2004 - 01/03/2012

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

PA

07/29/2002 - 02/12/2004

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

MA

12/06/1994 - 12/31/2001

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

MA

05/02/1994 - 12/31/1994

MFS FINANCIAL SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 04/19/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2004

Series 7 - General Securities Representative Examination

BC

Issued 04/29/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Burns Whitehead.
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