Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Butler is a financial advisor registered with Janney Montgomery Scott LLC. Adam is also registered as an Investment Advisor Representative (IAR) in the state of Ohio. Adam has over 25 years of experience in the financial services industry and is Series 7, Series 8, Series 9, Series 10 and Series 66 licensed. Adam has previously worked for RAYMOND JAMES & ASSOCIATES, INC., PNC INVESTMENTS, MORGAN KEEGAN & COMPANY, INC., and FIDELITY BROKERAGE SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
OH
11/12/2021 - Present
Janney Montgomery Scott LLC (Cincinnati OH)
OH
09/27/2007 - 11/11/2021
RAYMOND JAMES & ASSOCIATES, INC. (Cincinnati OH)
OH
10/31/2006 - 10/03/2007
PNC INVESTMENTS (CINCINNATI OH)
KY
08/01/2000 - 07/27/2006
MORGAN KEEGAN & COMPANY, INC. (COVINGTON KY)
RI
08/23/1996 - 07/31/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 01/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/28/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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