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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Brent Stovall is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Adam has been in the financial services industry since September 1999 and has a broad range of experience serving individual investors, businesses and institutions. Adam’s specialties include portfolio management, retirement planning, investment advice and more. Adam is registered with the Securities and Exchange Commission and holds multiple Series Licenses, including Series 7, 9, 10, 31 and 63. Adam is also a Registered Investment Advisor and is licensed to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/25/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
NY
06/22/1999 - 01/14/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
03/02/1999 - 06/09/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/02/1999 - 06/09/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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