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Adam Black

Causeway Securities LLC

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About Adam Black

Adam Black is a financial professional with over six years of experience in the industry. Adam is currently registered with Causeway Securities LLC in Wheaton, Illinois and holds a Series 7 and Series 66 licenses. Adam has previously held positions at SENTINUS-HALO SECURITIES, LLC, NEUBERGER BERMAN BD LLC, and AXA ADVISORS, LLC. Adam is licensed in 18 states and is committed to providing clients with personalized financial advice.

Firm Information

Adam Black is currently registered with Causeway Securities LLC. Causeway Securities LLC is a Limited Liability Company formed on June 25, 2021. The firm is registered with the SEC and in 49 states.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Black’s Registration & Firm History

IL

01/10/2023 - Present

Causeway Securities LLC (Wheaton IL)

IL

03/07/2019 - 12/22/2022

SENTINUS-HALO SECURITIES, LLC (Chicago IL)

IL

04/03/2018 - 03/19/2019

NEUBERGER BERMAN BD LLC (CHICAGO IL)

IL

07/25/2017 - 03/21/2018

AXA ADVISORS, LLC (DEERFIELD IL)

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Licenses & Designations

BOTH

Issued 12/30/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Black.
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