Unclaimed
Adam Black is a financial professional with over six years of experience in the industry. Adam is currently registered with Causeway Securities LLC in Wheaton, Illinois and holds a Series 7 and Series 66 licenses. Adam has previously held positions at SENTINUS-HALO SECURITIES, LLC, NEUBERGER BERMAN BD LLC, and AXA ADVISORS, LLC. Adam is licensed in 18 states and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/10/2023 - Present
Causeway Securities LLC (Wheaton IL)
IL
03/07/2019 - 12/22/2022
SENTINUS-HALO SECURITIES, LLC (Chicago IL)
IL
04/03/2018 - 03/19/2019
NEUBERGER BERMAN BD LLC (CHICAGO IL)
IL
07/25/2017 - 03/21/2018
AXA ADVISORS, LLC (DEERFIELD IL)
BOTH
Issued 12/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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