Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Bingham Udy is a financial advisor with over 20 years of experience in the industry. Currently, Adam is registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since December of 2015. Adam is also a registered Investment Advisor Representative. In the past, Adam has worked with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Adam holds several licenses and certifications, including the Series 6, 7, 24, 31 and 66. Adam is a Certified Financial Planner™ professional. Adam works with individuals, families, businesses, and charitable organizations, providing financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NV
12/14/2015 - Present
Cambridge Investment Research Advisors, Inc. (Las Vegas NV)
NV
01/07/2011 - 12/07/2015
TRICOR FINANCIAL, LLC (Las Vegas NV)
NV
05/19/2006 - 01/11/2011
UBS FINANCIAL SERVICES INC. (LAS VEGAS NV)
NV
07/26/2002 - 05/23/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAS VEGAS NV)
NY
03/03/2000 - 07/31/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
07/12/1999 - 01/10/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
07/09/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 03/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Udy is the right advisor for you? Invested Better is here to help.
