Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Benjamin Spector is an active investment advisor representative. Adam has been in the financial industry for 31 years and has a broad range of experience in financial markets. Adam has been registered with Brandywine Global Investment Management, LLC since May 2017. Prior to that, Adam was registered with Franklin Distributors, LLC. Adam is a Series 63, 65, 7, 24, 3, 34, 99TO, and SIE licensed representative. Adam has a strong track record of providing investment advice and wealth management services to a diverse clientele, including individuals, families, institutions, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model-only portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Asset-based fee from model-only recipients
1
2
PA
06/22/1997 - Present
Brandywine Global Investment Management, LLC (PHILADELPHIA PA)
CA
03/03/2021 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
MD
02/19/1999 - 04/05/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
PA
08/24/1992 - 03/06/1997
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
BC
Issued 11/27/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2014
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Spector is the right advisor for you? Invested Better is here to help.
