Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Landau is a financial advisor with over 30 years of experience in the industry. Adam is currently registered as a Registered Representative and Investment Advisor Representative in North Carolina and Texas, and he is also registered as an Investment Advisor Representative in North Carolina and Texas. Adam is associated with Rockefeller Financial LLC. Previously, Adam has worked with MORGAN STANLEY SMITH BARNEY LLC, MORGAN STANLEY PRIVATE BANK, N.A. and various other financial institutions. Adam is Series 63, Series 65, Series 7, Series 31, and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
05/03/2024 - Present
Rockefeller Financial LLC (ATLANTA GA)
NC
06/01/2009 - 05/16/2024
MORGAN STANLEY (Charlotte NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHARLOTTE NC)
NC
08/19/2005 - 04/02/2007
MORGAN STANLEY DW INC. (CHARLOTTE NC)
MD
02/11/2000 - 08/23/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
02/10/1992 - 02/24/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 02/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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