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Adam B Faust

Deep Blue Financial LLC

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About Adam B Faust

Adam Faust is a financial advisor with Deep Blue Financial LLC, a firm based in Northbrook, Illinois. Adam has been in the financial industry since 1997. Adam is a Registered Investment Advisor representative in Illinois. Adam holds the Series 7 and Series 66 securities licenses. He has experience working with a variety of clients including individuals, high-net-worth individuals, and businesses. Adam offers investment advice, financial planning, and portfolio management services. Adam has experience working with a variety of firms including Mesirow Financial, Inc., Charles Schwab & Co., Inc., RBC Dain Rauscher Inc., UBS Painewebber Inc., and Strong Investments, Inc.

Firm Information

Adam Faust is currently registered with Deep Blue Financial LLC. Deep Blue Financial LLC is an investment advisor with 1 investment adviser representative and 1 investment advisory function. The firm manages approximately $43,408,415 in regulatory assets under management for 89 clients. Deep Blue Financial LLC provides financial planning, portfolio management for individuals, and selection of other advisors. The firm primarily serves individuals, with 50 high-net-worth individuals and 39 individuals other than high-net-worth individuals as clients.

$43.41M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Adam Faust’s Registration & Firm History

IL

02/20/2014 - Present

Deep Blue Financial LLC (NORTHBROOK IL)

IL

01/04/2010 - 02/04/2014

MESIROW FINANCIAL, INC. (HIGHLAND PARK IL)

IL

10/21/2005 - 01/15/2010

CHARLES SCHWAB & CO., INC. (NORTHBROOK IL)

NY

12/16/2002 - 09/10/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NJ

09/25/2002 - 12/17/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

WI

12/10/1997 - 09/20/2002

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

BOTH

Issued 10/11/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/23/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/08/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Adam B Faust.
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