Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam August Smith is a financial advisor who has been in the industry for over 20 years. Adam is a Certified Financial Planner™ and Chartered Financial Consultant. Adam is currently registered with Cambridge Investment Research Advisors, Inc., where he is a Registered Representative and Investment Advisor Representative in Indiana, Ohio and Texas. Adam has experience working for several firms, including Raymond James Financial Services, Inc. and Wells Fargo Investments, LLC. Adam has expertise in offering investment advice for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IN
02/23/2024 - Present
Cambridge Investment Research Advisors, Inc. (Angola IN)
IN
07/01/2009 - 03/06/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (ANGOLA IN)
IN
01/04/2002 - 07/07/2009
WELLS FARGO INVESTMENTS, LLC (ANGOLA IN)
MN
10/04/2002 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MA
04/09/2001 - 11/16/2001
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
IA
Issued 10/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Smith is the right advisor for you? Invested Better is here to help.
