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Adam Arthur Tooley

Southstate|duncanwilliams Securities Corp.

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About Adam Arthur Tooley

Adam Arthur Tooley is a financial advisor with over 20 years of experience in the industry. He is currently registered with Southstate|duncanwilliams Securities Corp., a firm with both Broker-Dealer and Investment Advisor registrations. Adam is licensed to sell securities in Florida and Tennessee. Prior to joining Southstate|duncanwilliams Securities Corp., Adam worked for other reputable firms like Raymond James & Associates, Inc., Duncan-Williams, Inc., Sovereign Securities Corporation, LLC, and Bear, Stearns & Co. Inc. Adam holds several licenses, including Series 3, 7, 24 and 63. He is committed to providing his clients with comprehensive financial advice and services to help them reach their financial goals.

Firm Information

Adam Tooley is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Tooley’s Registration & Firm History

FL

02/11/2008 - Present

Southstate|duncanwilliams Securities Corp. (Venice FL)

FL

04/03/2007 - 02/11/2008

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

10/19/2006 - 03/29/2007

DUNCAN-WILLIAMS, INC. (SARASOTA FL)

PA

08/27/2002 - 08/16/2005

SOVEREIGN SECURITIES CORPORATION, LLC (PHILADELPHIA PA)

NY

01/23/1997 - 08/14/1997

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/06/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2002

Series 7 - General Securities Representative Examination

BC

Issued 08/16/1995

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Arthur Tooley.
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