Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Arthur Lemp is a registered representative with Mizuho Securities USA LLC. Adam has been in the industry since 2017 and holds the Series 63, SIE, and Series 79 licenses. Adam is currently registered with the state of New York, as well as 51 other states across the country. Adam was previously registered with ABN AMRO Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/06/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/15/2017 - 10/05/2020
ABN AMRO SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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