Unclaimed
Adam Vigil is a financial professional with experience in the financial services industry. Adam is a registered representative with Northwestern Mutual Investment Services, LLC, and holds licenses including Series 6, Series 7 and SIE, and is licensed in Colorado, Minnesota and Virginia. Adam's primary focus is helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
06/26/2015 - Present
Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)
BC
Issued 09/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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