Unclaimed
Adam Andexler is a financial professional with over 8 years of experience in the industry. Adam is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Adam holds the Series 6, 7, 52, 53, 63, and SIE licenses and is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/10/2021 - Present
Cetera Advisors LLC (SAN DIEGO CA)
CA
06/10/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CT
05/05/2016 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
11/17/2014 - 05/06/2016
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
BC
Issued 06/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/26/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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