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Adam Andexler

Cetera Advisors LLC

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About Adam Andexler

Adam Andexler is a financial professional with over 8 years of experience in the industry. Adam is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Adam holds the Series 6, 7, 52, 53, 63, and SIE licenses and is registered in 52 states and the District of Columbia.

Firm Information

Adam Andexler is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Andexler’s Registration & Firm History

CA

06/10/2021 - Present

Cetera Advisors LLC (SAN DIEGO CA)

CA

06/10/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CT

05/05/2016 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

CT

11/17/2014 - 05/06/2016

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 06/11/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/26/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2018

Series 52 - Municipal Securities Representative Examination

BC

Issued 09/06/2016

Series 7 - General Securities Representative Examination

BC

Issued 11/16/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Andexler.
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