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Adam Alva Christy

AEL Financial Services, LLC

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About Adam Alva Christy

Adam Christy is a financial advisor with AEL Financial Services, LLC. Adam is a licensed and experienced advisor registered with the state of Iowa. Adam's professional experience includes working at NORTH CAPITAL PRIVATE SECURITIES CORPORATION in Salt Lake City, Utah and PRINCIPAL SECURITIES, INC., in Des Moines, Iowa. Adam holds Series 66, Series 26, SIE and Series 7 licenses and has been in the industry since 2005. Adam is based out of the West Des Moines, IA branch office of AEL Financial Services, LLC.

Firm Information

Adam Christy is currently registered with AEL Financial Services, LLC. AEL Financial Services, LLC is a Limited Liability Company formed in July 2022. The firm is registered with the SEC and in 35 states across the US.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Christy’s Registration & Firm History

IA

10/26/2023 - Present

AEL Financial Services, LLC (West Des Moines IA)

UT

05/12/2021 - 10/05/2023

NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)

IA

06/24/2005 - 03/26/2021

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

IA

11/10/2009 - 04/24/2015

PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)

MN

09/21/2004 - 05/07/2005

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/21/2004 - 05/07/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 07/07/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/04/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Alva Christy.
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