Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Geffner is a financial advisor at Morgan Stanley with over 13 years of experience in the industry. Adam has experience providing investment advice to a range of clients, including high-net-worth individuals, corporations, insurance companies, and charitable organizations. Adam holds the Series 31, Series 7, Series 9, Series 10, Series 66, and SIE licenses. Adam is also a Chartered Financial Analyst. Adam is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in 53 states and the District of Columbia. Adam also has past experience working for Citigroup Global Markets Inc. and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
12/07/2022 - Present
Wealthpenn.comllc (Washington DC)
PA
06/01/2009 - 01/10/2017
MORGAN STANLEY (PHILADELPHIA PA)
PA
08/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
NY
10/07/2004 - 08/05/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 12/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/16/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/23/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 8/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 3/12/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/4/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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