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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adalberto? Claim Your ProfileAdalberto Maulini is a financial advisor who has been in the industry since June 1990. Currently, Adalberto Maulini is registered with Raymond James Financial Services Advisors, Inc. based in Coral Gables, FL. Adalberto Maulini has a history of working for several other financial firms including MORGAN STANLEY and HSBC SECURITIES (USA) INC. Adalberto Maulini is a Certified Financial Planner, and holds Series 4, 7, 9, 10, 24, 52TO, 53, 63 and 65 licenses. Adalberto Maulini provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
12/12/2023 - Present
Raymond James Financial Services Advisors, Inc. (Coral Gables FL)
FL
08/23/2013 - 09/08/2022
MORGAN STANLEY (Coral Gables FL)
FL
01/01/2005 - 09/23/2013
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
09/13/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MO
10/01/2000 - 08/05/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/30/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/07/1994 - 02/17/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
11/06/1990 - 01/26/1994
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
08/06/1993 - 01/18/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
FL
08/01/1990 - 10/15/1990
INVESTACORP, INC. (MIAMI FL)
NA
10/09/1989 - 03/07/1990
AMERIFIRST SECURITIES CORPORATION
CO
09/19/1989 - 10/11/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 06/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/1997
Series 4 - Registered Options Principal Examination
BC
Issued 09/16/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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