Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adalberto? Claim Your ProfileAdalberto Peraza is a financial advisor with over 18 years of experience in the industry. Adalberto is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since July 2013. Prior to joining Wells Fargo, Adalberto worked at J.P. Morgan Securities LLC, Chase Investment Services Corp., and Signator Investors, Inc. Adalberto holds a Series 7 and Series 66 license and is licensed to sell securities in 15 states. Adalberto specializes in providing investment advice to individuals, businesses, and institutions. Adalberto is also a co-owner of T&A Training LLC, an indoor sports facility.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/19/2013 - Present
Wells Fargo Clearing Services, LLC (RIALTO CA)
CA
10/01/2012 - 07/23/2013
J.P. MORGAN SECURITIES LLC (FONTANA CA)
CA
01/06/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RIALTO CA)
CA
01/21/2005 - 12/24/2009
SIGNATOR INVESTORS, INC. (ANAHEIM CA)
BOTH
Issued 02/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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