Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adalberto? Claim Your ProfileAdalberto Cuevas is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Adalberto has been in the financial industry since 1991 and has experience working at several firms including Actinver Securities, Inc., UBS International Inc., UBS Financial Services Inc. and Chase Securities of Texas, Inc.. Adalberto is registered with the state of Texas and is a Series 7, Series 63, Series 65 and SIE licensed financial advisor. Adalberto offers a variety of financial services including portfolio management for individuals and businesses, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/23/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
10/23/2008 - 04/01/2010
ACTINVER SECURITIES, INC. (SAN ANTONIO TX)
TX
07/26/2004 - 09/19/2008
UBS INTERNATIONAL INC. (SAN ANTONIO TX)
NJ
03/16/2001 - 08/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TX
02/20/1996 - 03/15/2001
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
TX
09/12/1991 - 02/06/1996
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD. (SAN ANTONIO TX)
IA
Issued 6/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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