Unclaimed
Adair Graham is a financial advisor with over 40 years of experience in the industry. Graham has held a variety of roles at several firms, including Scott & Stringfellow, LLC, BB&T Securities, LLC, and most recently, Raymond James & Associates, Inc. Graham's current role at Raymond James & Associates, Inc. focuses on serving high net worth individuals, corporations, and insurance companies, among other client types. Graham is registered with both FINRA and the state of North Carolina. Graham is a Series 7, Series 4, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/23/2020 - Present
Raymond James & Associates, Inc. (Wilmington NC)
NC
01/02/2013 - 09/24/2020
BB&T SECURITIES, LLC (WILMINGTON NC)
NC
05/05/1999 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (WILMINGTON NC)
VA
08/01/1990 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NA
01/24/1986 - 08/22/1990
FOX, GRAHAM & MINTZ SECURITIES, INC.
NA
03/31/1975 - 01/20/1986
WHEAT, FIRST SECURITIES, INC.
NA
07/24/1973 - 05/29/1975
E. F. HUTTON & COMPANY INC
BC
Issued 05/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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