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Acie James Newton

CGA Securities, LLC

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About Acie James Newton

Acie Newton is a financial professional with experience in the securities industry. Acie is currently registered with cga securities, llc in Maryland. Acie holds a Series 7, Series 63 and Series 79 license. Acie's primary business focus is on investment banking. Acie has been in the financial industry since August 20, 2020.

Firm Information

Acie Newton is currently registered with CGA Securities, LLC. CGA Securities, LLC is a Limited Liability Company formed on December 24, 2008. The firm is registered in Maryland, New York, North Carolina, Ohio, and Virginia. It has one approved SEC registration and five approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Acie Newton’s Registration & Firm History

MD

08/21/2020 - Present

CGA Securities, LLC (BALTIMORE MD)

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Licenses & Designations

BC

Issued 10/02/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/21/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Acie James Newton.
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