Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ac? Claim Your ProfileAc Morgan is a financial advisor with over 25 years of experience in the industry. Ac is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where Ac provides a variety of financial services, including portfolio management, investment advice, and pension consulting. Ac has a broad range of experience working with individual clients, corporations, and institutional clients. Ac is committed to providing clients with personalized financial advice and strategies to help them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/22/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
NY
05/10/2019 - 08/23/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
07/23/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/03/2009 - 05/22/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 12/17/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/12/2003 - 06/02/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
09/18/1998 - 05/16/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/01/1996 - 05/05/1998
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
NY
07/08/1994 - 03/25/1996
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
WY
04/20/1994 - 05/03/1994
FITZGERALD CAPITAL ADVISERS, LTD. (TETON VILLAGE WY)
IA
Issued 09/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/13/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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