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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Abril? Claim Your ProfileAbril Azmi is a financial advisor with over 28 years of experience in the financial services industry. Abril is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked at Morgan Stanley & Co. Incorporated, MORGAN STANLEY DW INC., PAINEWEBBER INCORPORATED, and CHARLES SCHWAB & CO., INC. Abril holds Series 3, 7, 31, 63, and 65 licenses and is registered in multiple states. Abril specializes in providing portfolio management for individuals and businesses. Abril is also experienced in providing educational seminars, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
02/25/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BETHESDA MD)
MD
04/02/2007 - 05/15/2008
MORGAN STANLEY & CO. INCORPORATED (POTOMAC MD)
MD
07/21/1999 - 04/02/2007
MORGAN STANLEY DW INC. (POTOMAC MD)
NJ
03/12/1994 - 01/04/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
TX
10/27/1993 - 03/17/1994
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 05/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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