Unclaimed
Abram James Nunes is a registered representative with Equity Services, Inc., with over 10 years of experience in the financial industry. Abram James Nunes holds Series 4, 7, 24, 52, 53 and 66 licenses, and has passed the Series 99TO and SIE exams. Abram James Nunes specializes in financial planning, portfolio management, and pension consulting for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
11/16/2023 - Present
Equity Services, Inc. (MONTPELIER VT)
BOTH
Issued 11/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2015
Series 4 - Registered Options Principal Examination
BC
Issued 10/02/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/20/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/09/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 11/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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