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Abraham Ward Thomas

Piper Sandler & Co.

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About Abraham Ward Thomas

Abraham Ward Thomas is a financial professional with over 12 years of experience in the industry. Abraham has a strong background in investment banking and is currently registered with Piper Sandler & Co. Abraham previously worked at Partnership Capital Growth, LLC, where they gained experience in the financial services industry. Abraham holds Series 63, SIE and Series 79 licenses.

Firm Information

Abraham Thomas is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Abraham Thomas’s Registration & Firm History

NC

01/07/2014 - Present

Piper Sandler & Co. (CHARLOTTE NC)

CA

04/21/2012 - 12/31/2013

PARTNERSHIP CAPITAL GROWTH, LLC (LOS GATOS CA)

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Licenses & Designations

BC

Issued 11/08/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Abraham Ward Thomas.
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